What Is a Mortgage Investment Corporation and How Does It Work?

Mortgage Investment Corporation

Private credit is increasingly of interest to high-net-worth (“HNW”) investors. As demand for alternative investments grows, Mortgage Investment Corporations, or MICs have become a significant consideration for those seeking to invest in residential mortgages without the challenges associated with direct lending in individual mortgages.

At Union Financial, we see MICs as an income-oriented alternative investment that fits within a diversified financial strategy.

Our MIC, Grow Capital One Inc., is ideal for an investor who wants an investment with diversified security, that produces monthly income, and provides a ‘one-and-done’ approach versus investing in individual loan opportunities.”
David Hawreluk, LLB, K.C., CEO of Union Financial

Let’s take a closer look at how MICs work, how they differ from direct lending, and whether they might be a fit for your portfolio or planning objectives.

Understanding the Basics of a MIC

How MICs generate income

A MIC is a Canadian investment vehicle that pools capital from investors and lends that capital as private mortgages secured against real property.

MICs earn income primarily from:

  • Interest paid by borrowers, and
  • Fees such as origination, renewal, and other borrower charges.

MICs commonly focus on short-duration loans with defined credit policies (for example, first or select second position mortgages with stated LTV limits).

Why investors consider MICs

  • MICs provide an investment that is secured by a number of mortgages (not just one) and managed by a professional manager.
  • MICs diversify across borrowers, properties, and geographic regions, with LTVs typically at 75% and lower.
  • MICs operate under board-approved lending policies, credit approval protocols, and independent audit/reporting.

How MICs compare to other private-lending vehicles

While MICs are one way to gain exposure to mortgage lending, they differ from direct one-off or syndicated deals.

FeatureMIC FundDirect Lending
Minimum investmentLower: Private MICs set minimums such as $25kTypically often much higher: Direct lending typically require investors to invest at least $250K
LiquiditySubject to redemption policy and available cash in the MICLiquidity is restricted until deal maturity
Underwriting controlManager sets and applies guidelinesLenders often have oversight and due diligence responsibilities
DiversificationYes, via a pool of mortgagesDepends on lender’s deal selection and participation in direct lending opportunities
Involvement levelPassiveActive 

Evaluating the Risks

Default risk

Real-estate lending carries borrower default risk. MICs mitigate this risk through conservative LTVs and broad diversification across numerous mortgages.

Liquidity constraints

MICs are not bank deposits and redemptions are not guaranteed. Liquidity depends on the  redemption policy of the MIC and available cash from repayments, maturities, and new subscriptions.

Market dependence

Real-estate cycles, interest-rate changes, and macro market conditions can affect portfolio performance and distribution levels.

Union Financial’s approach to MICs

Our MIC is designed for investors seeking income from residential mortgage credit with institution-style management and oversight. We integrate lending and portfolio management, apply in-house credit underwriting, and distribute income to investors on a monthly basis. 

Who might consider a MIC investment?

A MIC may be suitable if you:

  • Are an accredited or eligible investor seeking investment income from real-estate credit;
  • Want exposure to a professionally managed pool with clear lending policies; 
  • Prefer a passive investment approach to mortgage lending;
  • Seek diversification beyond public markets; and
  • Want a monthly income stream.